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Contents

Part II · Markets and Market Institutions

75. Obligation to submit periodic reports

Official English translation. The Sinhala text prevails. Open the official Sinhala text, official PDF on documents.gov.lk

A market institution, shall submit to the

Commission such reports including a risk management audit in such form, manner and frequency as may be specified by the Commission. The Commission in addition shall subject the market institution to supervision and an annual audit by the Commission to ascertain compliance by the market institution with the provisions of this Act and of rules, regulations, directives that may be issued by the Commission from time to time.

Part III

Issue of Securities

Part IV

Trade In Unlisted Securities

Part V

Market Misconduct

Part VI

Finance

Part VII

General