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srilawsby aturio
As enacted
Contents

Part III · Issue of Securities

92. Prohibition against holding out as a market intermediary

Official English translation. Where it differs from the Sinhala or Tamil text, the Act itself says which text prevails.

(1)

A person shall not hold out as a market intermediary without obtaining a licence from the

Commission.

(2)

Any person who contravenes subsection (1) commits an offence and shall on conviction after summary trial by a

Magistrate be liable to a fine not exceeding twenty five million rupees or to imprisonment for a term not exceeding five years or to both such fine and imprisonment.

Read on from s 93

Part IV

Trade In Unlisted Securities

Read on from Part IV

Part V

Market Misconduct

Read on from Part V

Part VI

Finance

Read on from Part VI

Part VII

General

Read on from Part VII