As enacted

Contents

Securities and Exchange Commission of Sri Lanka Act 2021 · As enacted · Part III · Issue of Securities

104. Prohibition against holding out as an agent

Official English translation. The Sinhala text prevails. Open the official Sinhala text, official PDF on documents.gov.lk

A person shall not act as an agent in carrying on the business of a licensed market intermediary or hold himself out as doing so unless he is duly authorised by the

Commission or a person authorised by the Commission to carry on such activity.

Read on from s 105

Part IV

Trade In Unlisted Securities

Read on from Part IV

Part V

Market Misconduct

Read on from Part V

Part VI

Finance

Read on from Part VI

Part VII

General

Read on from Part VII