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Contents

Part III · Issue of Securities

96. Minimum financial requirements

Official English translation. The Sinhala text prevails. Open the official Sinhala text, official PDF on documents.gov.lk

A market intermediary shall not carry on business for which it is licensed under this Chapter, without the written consent of the Commission if it does not meet the minimum financial requirements as may be specified by the

Commission or as may be provided in the rules of an exchange.

Part IV

Trade In Unlisted Securities

Part V

Market Misconduct

Part VI

Finance

Part VII

General