Skip to content
srilawsby aturio
As enacted
EnglishSinhala සිංහල, official PDF on documents.gov.lkTamil தமிழ், official PDF on documents.gov.lk
Contents

Part III · Issue of Securities

98. Application for registration or renewal of registration

Official English translation. The Sinhala text prevails. Open the official Sinhala text, official PDF on documents.gov.lk

(1)

An application for the purpose of registration or renewal of the registration as a registered person under section 97 shall be made to the Commission in such form accompanied by such documents as may be specified by the

Commission by rules together with such fee as may be prescribed.

(2)

The Commission may require an applicant–

(a)

to furnish further information in connection with an application as it may specify; and

(b)

to have any information submitted in support of an application verified at the cost of the applicant in such manner and by such persons as it may specify.

(3)

An application for renewal of registration under this section shall be made three months prior to the expiry of the registration.

(4)

Where an application for renewal of registration is made after the expiry of its registration, the Commission may in addition to the renewal fee impose a late fee not exceeding five per centum of the registration fee as may be prescribed for each day of delay until the renewal is made.

(5)

The Commission may grant or renew a registration for the purposes of this Chapter, subject to such conditions or restrictions as it thinks fit.

Read on from s 99

Part IV

Trade In Unlisted Securities

Read on from Part IV

Part V

Market Misconduct

Read on from Part V

Part VI

Finance

Read on from Part VI

Part VII

General

Read on from Part VII