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srilawsby aturio
As enacted
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Part III · Issue of Securities

114. Internal procedures and processes

Official English translation. Where it differs from the Sinhala or Tamil text, the Act itself says which text prevails.

A market intermediary shall establish and maintain procedures and processes for the purpose of monitoring compliance by such market intermediary and its employees, with the provisions of the Act, regulations, rules or directives made thereunder which will enable the market intermediary to monitor risk to its business.

Read on from s 115

Part IV

Trade In Unlisted Securities

Read on from Part IV

Part V

Market Misconduct

Read on from Part V

Part VI

Finance

Read on from Part VI

Part VII

General

Read on from Part VII